《集合信托产品1月跟踪报告发行:提升平台信托遭遇监管风暴0201.ppt》由会员分享,可在线阅读,更多相关《集合信托产品1月跟踪报告发行:提升平台信托遭遇监管风暴0201.ppt(15页珍藏版)》请在三一办公上搜索。
1、2011/01,2011/03,2011/05,2011/07,2011/09,2011/11,2012/01,2012/03,2012/05,2012/07,2012/11,2012/09,2011/01,2011/03,2011/05,2011/07,2011/09,2011/11,2012/01,2012/03,2012/05,2012/07,2012/09,2012/11,2,2,2013,1,2013,1,31,1,3,0755-S1010511080005CFA,4,5.91,0755-,24.5%,5.9%,2012,12811,55427.2%,1,7.6%2012,8.3%,
2、4,92915.1%,2,8,730,12%11%10%9%8%7%6%,1,1.5,2,2012,12,2,1,8.5%,9.5%,1.5,2,1 2,2,600,1000,2012,12,500400300200100,800600400200,463,-,0,463,1.,2012,2012,2,300,26%,1.5,2.,.2012-10-242012.2012-11-12,1,3.,2012,11,.2012-12-6,3,4.,2012,12,1.5.2012-12-28,463,4,2.5,1,2,1.5,2013,1,.1.1.1.1.1,5.91,.2,.2.2.2.3.3
3、.3,2,5,.3,.4.4.4.5.6.6.7.7.7.8.8.8.9.9.9.9.10.10.10.10.10,6,8,1,17,18,19,20 2,2013,1,1 122 123 124 125 127 129 1210 1211 1212 12,.4.4.5.5.6.6.6.6.7.7.7.7,13 1214,2,2,1,.8.8,15 1216 12,.8.8.9.9.9.9,2013,1,2012BT463463,12,24,2012463,2012-12-31,463,21,2013-1-22,201367001400,2008,2009,2010,2011,2012,201
4、2-12-28-1,2013,1,6,7.89,2010,12.75,20107.1,2.5,9%-13%,2013-1-155.91,6,2013,30.7,1,18,2800,36.16%2013-1-234,2012,2011,2011,20024,-,2014,590%,9,2011,2011,2012,7,442013-1-72.5,2012,2010,12,2011,7,2011,2.54,25,1500,18,2013-1-52,2013,1,2013-1-7,200,20,2013-1-22,18,7%,4,4,23,1:1,1:2,2013-1-23,300,10%,2013
5、26.42,5000,2,504%-4.5%2013-1-255,29,5,3,-,248,5,6,11,3,2012/01,2012/02,2012/03,2012/04,2012/05,2012/06,2012/07,2012/08,2012/09,2012/10,2012/11,2011/01,2011/03,2011/05,2011/07,2011/09,2011/11,2012/01,2012/03,2012/05,2012/07,2012/09,2012/11,2012/12,2013,1,2013-1-14,12,28,7002012-12-29,2012,12,554,24.5
6、%27.2%,5.9%7.6%,462,970,2012,811,4,929,2011,8.3%,8,730,15.1%,12,12,10,1600500400300200100-,12,10009008007006005004003002001000,2 121,000900800700600500400300200100-,12,35,11,4,2013,1,3,12,60,11,12,200%,5040302010-,5,12,57,150%100%50%0%-50%-100%,4,12,8070605040302010-,11,12,700%600%500%400%300%200%10
7、0%0%-100%,12,2012,11,82%,94%,105,2012/01,2012/02,2012/03,2012/04,2012/05,2012/06,2012/07,2012/08,2012/09,2012/10,2012/11,2012/12,2012/01,2012/02,2012/03,2012/04,2012/05,2012/06,2012/07,2012/08,2012/09,2012/10,2012/11,2012/12,2013,1,5,12,6,1,000900800700600500400300200100-,12,4035302520151050,43.8%,1
8、219.2%1050%,7,12,8,1,000900800700600500400300200100-,4035302520151050,12,1.5,3%,6%,106,2012/01,2012/02,2012/01,2012/02,2012/03,2012/04,2012/05,2012/06,2012/07,2012/08,2012/09,2012/10,2012/11,2012/12,2012/03,2012/04,2012/05,2012/06,2012/07,2012/08,2012/09,2012/10,2012/11,2012/12,2011/01,2011/03,2011/
9、05,2011/07,2011/09,2011/11,2012/01,2012/03,2012/05,2012/07,2012/09,2012/11,2013,1,91,000900800700600500400300200100-,12,403530252015105,10,12,01,12,1 2,2.46,1,2,1.5,11,12,1,12,12,700600500400300200100-,12,5,3,2,2,1.5,1,5.04.54.03.53.02.52.01.51.00.50.01,1.5,2,1,1 2,8.5%,9.5%,11,0,0.2,12,10,2,10.5%,1
10、0.2%,1,5.4%7,2011/01,2011/01,2011/03,2011/05,2011/03,2011/05,2011/07,2011/07,2011/09,2011/09,2011/11,2012/01,2012/03,2011/11,2012/01,2012/03,2012/05,2012/07,2012/05,2012/07,2012/09,2012/11,2011/01,2011/03,2011/05,2011/07,2012/09,2012/11,2011/09,2011/11,2012/01,2012/03,2012/05,2012/07,2012/09,2012/11
11、,2013,1,13 12,2,1,14,2,12%,1,1.5,2,12,11,11%,10%9%8%7%6%,11%10%9%8%7%6%5%,12,2,1,1.5,2,3,12,15,12,16,12,4%,13,2,6%,16,31,5%,3%2%,Wind5%-95%,25%-75%12,11,4%3%2%,Wind,12,12,11,1,7.5%,20%,9.8%8,2013,1,17,18,12%,11,12,18%16%,11,12,10%8%6%4%2,12,7.2%,14%12%10%8%6%4%,10.3%,19,12,2,20,2,1,3,11,12,14%,11,12
12、,24%21%18%15%12%9%6%3%,12%10%8%6%4%,463,BT,9,2013,1,463,463,2012,2,300,13,918,26%12,1,23.34%22,2012,3,1,20121.510,2013,1,1.5,12,1.5,1,11,-,“,”,Analyst CertificationiiiThe analysts primarily responsible for the preparation of all or part of the research report contained herein hereby certify that:(i)
13、the views expressed in this research report accurately reflect the personal views of each such analyst about the subject securities and issuers;and(ii)no part of the analysts compensation was,is,or will be directly or indirectly,related to the specific recommendations or views expressed in thisresea
14、rch report.“”,/,(,),(1),(2)/20131,300,20%,6,300,5%,20%,2,6300,6300,300300300300300,-10%5%10%10%-10%10%10%,48,1568,8,1,100125,22,200122,518048,26,Foreign Broker-Dealer Disclosures for Distributing to the U.S.This report has been produced in its entirety by CITIC Securities Limited Company(“CITIC Secu
15、rities”,regulated by the China Securities RegulatoryCommission.Securities Business License Number:Z20374000).This report is being distributed in the United States by CITIC Securities pursuant toRule 15a-6(a)(2)under the U.S.Securities Exchange Act of 1934 exclusively to“major U.S.institutional investors”as defined in Rule 15a-6 and the SEC,no-action letters thereunder.,Z20374000,1934“,”,15a-6(a)(2),15a-6,