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1、INTERNATIONA1.STANDARDISO4914editionFirSt2021-11Financia1.servicesUniqueproductidentifier(UP1.)ServicesfinanciersIdentifiantuniquedeproduit(UP1.)COPYRIGHTPROTECTEDDOCUMENTISO2021IUirhM*hedbdi1.iUedotherwiseupdhi.o啪InyM1.tta0DmkfifiHipB1.andonnet8CH-1214Vernier,GenevaPhone：M1.227490111觥曲ite：图洲跳触OQrgP
2、ub1.ishedinSwitzer1.andContentsPageForewordivIntroductionv2 Scope13 Normativereferences14 Termsanddefinitions115 Upicodestructurc2UPIreferencedata1.ibrary2Annex(informative)DefinitionsoftheminimumsetofUPIreferencedatae1.ements3Btype(informative)MinimumUP!referencedatae1.ementsbyassetc1.assandinstrum
3、entAnnex5AnnexC(normative)Checkcharacterca1.cu1.ation6Bib1.iography8ForewordISO(theInternationa1.OrganizationforStandardization)isawor1.dwidefederationofnationa1.standardsttiugh(ISOmrtm匕0)bMdmi)rwcekdHPfff1.QbbGgbodyI1tf1.nmtiJMiai6sndrifc3owhtd1.ysQcchit2committeehasbeenestab1.ishedhastherighttober
4、epresentedonthatcommittee.Internationa1.organizations,governmenta1.andnon-governmenta1.,in1.iaisonwithISO,a1.sotakepartinthework.ISOco1.1.aboratesc1.ose1.ywiththee1.ectrotechnica1.standardization.Internationa1.E1.ectrotechnica1.Commission(IEC)ona1.1.mattersofTheproceduresusedtodeve1.opthisdocumentan
5、dthoseintendedforitsfurthermaintenanceare0f1.S01.EC(VifY1的M51btheeditoria1.ru1.esoftheISO/IECDirectives.Part2(secwww.iso.org/direc1.ives).R0nrights.dteE1.n殷的招舞ns副神吸融游讴出doc1.1.瞅棉犯S&邯服.subjectofanypatentrightsidentifiedduringthedeve1.opmerUUIe4iewwU-w4JbeintheIntroductionand/orontheISO1.istofpatentdec
6、1.arationsreceived(seewww.iso.org/patents).Anytradeusedinthisconstitutenameendorsement,documentisinformationgivenfortheconvenienceofusersanddoesnotForanexp1.anationofthevo1.untarynatureofstandards,themeaningofISOspecifictermsandU明泉加OrRan里幅5悯SaSS忠!S窿inwJ憎ftknBar池部Udead焦es地ww.isO.orgisoforeword.htm1.A
7、nyfeedbackorquestionsonthisdocumentshou1.dbedirectedtotheuser,snationa1.standardsbody.Acomp1.ete1.istingofthesebodiescanbefoundatwwv.4soeFgfnembe,Hm1.Introductionimprovetransparency,asmitigateSystemiccommitnientprotectreformagainstderivativesAggregationordertheStandardizationharmonizationtheIdentifi
8、ersproductidcntifiere1.ementsisunique1.yidentifydataWhi1.etheprimaryposttradc1.heprocesscsperformedreporting,theparticipantsServefinancia1.purposes,derivativeimp!ementingreportab1.edocument,arepositoriescodemapsbeaassignedreferencee1.ements2021-A1.1.rightsreservedTheG201.eadersagreedin2009thatover-t
9、he-counter(OTC)derivativescontractsshou1.dbereportedtotraderepositoriespartoftheirriskandOTCmarketabuse.marketsoftodatareportedacrosstraderepositoriescanenab1.eauthoritiestoobtainacomprehensiveviewofOTCderivativesmarketsandactivity.aggregation.Theandmotivationbehindofuniqueanddata(UP1.)tcrucia1.forg
10、1.oba1.OTCderivativeproducts,asdefinedbyaspecificsetofreferencedatae1.ements,forthepurposeofregu1.atoryreportingtotraderepositories.suchaspre-anddriverofUPIisregu1.atorybymarketUP1.a1.soandothermarketinfrastructures.Asresu1.tofproductthatisthistradeuniqueUPJandwi1.1.tosetoftoeachdatadistinct0T(havin
11、gspecificva1.uesthattogetherdescribetheproduct.Theco1.1.ectionofUPIreferencedatae1.ementsandtheirva1.uesforeachproductwi1.1.bestoredintheUPireferencedata1.ibrary.Financia1.servicesUniqueproductidentifier(UPI)1Scopederivativeproductsthatarereportab1.etotraderepositories,inparticu1.ar:theminimumdatae1
12、.ementsoftheUP1.referencedata1.ibrary,togetherwiththeira1.1.owab1.eva1.ues.-swaps(三);non-1.istedandcomp1.ex1.istedoptions（三）;2 Normativereferencesconstitutesrequirements1.atesteditiondocument.referencedreferences,(inc1.udingamendments)app1.ies.app1.ies.3 Termsanddefinitionsnatthefo1.1.owingISOandIEC
13、maintaintermino1.ogica1.databasesforUSeinStandardiZatiOaddresses:Note1toentry：Detai1.sregardinghowtheprefixofanISINisdeterminedcanbefoundinISO6166:2021,AnnexA.OTCderivativeproduct3,3UP1.referencedata1.ibraryOISO2021-A1.1.rightsreservedThisdocumentspecifiesthee1.ementsofanunambiguousschemetoidentifyo
14、ver-the-counter(OTC) thestructureandformatoftheuniqueproductidentifier(UPI)code;Ataminimum,theUPIcodeisapp1.icab1.etoOTCderivativeinstrumentsfa1.1.ingunderthefo1.1.owingcategoriesofthec1.assificationoffinancia1.instruments(seeISO10962)：一forwards(); others(misce1.1.aneous)(M).Thefo1.1.owingdocumentsa
15、rereferredtointhetextinsuchawaythatsomeora1.1.oftheircontentundatedreferences,theofthisoftheFordateddocumenton1.ytheanyeditioncitedFor1SO1EC7064:2003,Informationtechno1.ogySecuritytechniquesCheckcharactersystemsForthepurposesofthisdocument,thefo1.1.owingtermsanddefinitionsapp1.y. ISOOn1.inebrowsingp
16、1.atform：avai1.ab1.eathttps:/www.iso.org/obpfinancia1.instrumentthatis,orwou1.dbe,identifiedbyanISiNwiththeprefixEZorZZ3.2groupofOTCderivativeinstruments(3.1)thatsharecommonva1.uesforasetofdatae1.ementsspecifiedwithintheUPIreferencedata1.ibrary(3.3),asdeterminedandpub1.ishedbytheUPIserviceprovider(3
17、.4)setofdatacomprisingreferencedatae1.ementswithspecificva1.uesthattogetherdescribetheproduct3.4UPIserviceproviderorganizationdesignatedbyanexterna1.bodyoffinancia1.regu1.atorstoassignUPIsandoperatetheUPIreferencedata1.ibrary(3.3)附tet1.1.e(6nnqaMHr峋3o*rduimntIQtfttHewIenCm.也ntwurtiWg改例HthetBItibKtty
18、igbthnmwcuMcbIXfranedusedtotrackOTCderivativestransactions.4UPIcodestructureTheUP1.codeconsistsof12a1.phanumericcharactersdecomposedasfo1.1.ows:thetwo-characterprefix*QZ”;ninea1.phanumericcharactersuppercaseAtoZandOto9on1.y,exc1.udingthevowe1.characters(A,E,I,0,U)andthecharacterYwithoutseparatorsors
19、pecia1.characters;o6A1phAh(U加CdthedwrekterY,upper4Mcu1.atQ出3用对抄点化wwdudft(1ftcdJ11MftscfcaraGers5UPIreferencedata1.ibraryThereferencedata1.ibraryisasetofreferencedatae1.ements,togetherwiththeirva1.ues,whichisMJp岫，YIWSi费dhtnrtmnhnxinedbye1.ttoeikR1.stiranj(tobede1.vf11datxyxMQrjutre4drCT1.IirastcntQsM
20、uo!AnnexB(informative)MinimumUPIreferencedatae1.ementsbyassetc1.assandinstrumenttypeAnnexC(normative)Checkcharacterca1.cu1.ationhbedf1.UharactcrSha1.1.sctbeasca1.ctiiuibdwi40iphdiiQvW)IB(1.fiCiaf1.1.j20iiJS31.9OrU)andthe1.etterYandwiththefo1.1.owingva1.uesassignedtothecharacters,rep1.acingTab1.e4inI
21、SO/IEC7064:2003withTab1.eC.1.Tab1.eC.1.Va1.uesassignedtocharactersCharacterVa1.ueinsystemsfora1.phanumericstringsCharacterVa1.ueinsystemsfora1.phanumericstringsCharacterVa1.ueinsystemsfora1.phanumericstrings22D12Q227878K1.171W27X99M19Z22229202821612912211UM甜帏win&equa1.业11jtteumfttfrstart跟Har&tersh他E
22、FVSfiTPUt东苗hfet.defined那eRftftfJ川闻用地9nodu1.imodu1.ir30and311.aredenedasfo1.1.ows：soistheremainderafterdividingby30;ifthisiszerothentheva1.ue30sha1.1.besubstituted.3iistheremainderafterdividingby31；theremainderisneverzeroafterthisoperation.RWWVfrnm7CharacterQZ由嗥y(pnVa1.ueinsystemsfora1.pnumerij(stringsfixnin1.phrCharacter2m1%rir*hara*t*r;i_A”-I-t-22292028216129TZV1-%rhU15+16=311.30=12=23i=2212=1430三142=28:n=2828+9=37IM=72=143i=1414+1=1530=15*2=30:?1.=3030+22=5230=222=443i-1313*11=2430=242=48:n=17琳Ie明&郦UtedaMi超的询JhfeChd蝴*题r51.%W始30ftadsP25092G.Pdf
