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1、LOGO,单击添加署名或公司信息,Page 2,Brief Introduction 1,The Shanghai Stock Exchange(SSE)was founded on Nov.26th,1990 and in operation on Dec.19th the same year.It is a membership institution directly governed by the China Securities Regulatory Commission(CSRC).（中国证监会）,The SSE bases its development on the princ
2、iple of legislation,supervision,self-regulation and standardization to create a transparent,open,safe and efficient marketplace.（按照“法制、监管、自律、规范”的八字方针，上海证券交易所致力于创造透明、开放、安全、高效的市场环境）,Page 3,Brief Introduction 2,3,The SSE endeavors to realize a variety of functions:providing marketplace and facilities f
3、or the securities trading(提供证券交易的场所和设施);formulating business rules(制定证券交易所的业务规则);accepting and arranging listings(接受上市申请，安排证券上市）;organizing and monitoring securities trading(组织、监督证券交易);regulating members and listed companies(对会员、上市公司进行监管);managing and disseminating market information.(管理和公布市场信息),Pag
4、e 4,Historical Review 1,Shanghai was the first city in china to see stock,stock trading and stock exchanges.Stock trading started in Shanghai as early as 1860s,In 1891,the Shanghai Sharebrokers Association（上海股票经济协会）was established,which was regarded as the primitive form of stock bourses(股票交易所）in Ch
5、ina,Later in 1920 and 1921,the Shanghai Security Goods Exchange and the Shanghai Chinese Security Exchange commenced operations respectively.,Page 5,Historical Review 2,双击添加标题文字,双击添加标题文字,双击添加标题文字,By the 1930s,Shanghai had emerged as the financial center of the Far East,where both Chinese and foreign
6、 investors could trade stocks,debentures（公司债券）,government bonds and futures（期货）.,In 1946,Shanghai Securities Exchange Co.,Ltd.was created on the basis of Chinese Security Exchange,but ceased（停止）operations three years later in 1949.,Since 1980,Chinas securities market has evolved in tandem with the c
7、ountrys introduction of reform and opening up policy and the development of socialist market economy.,Page 6,In 1981,trading in treasury bonds was resumed.In 1984,stocks and enterprise bonds emerged in Shanghai and a few other cities.On November 26,1990,Shanghai Stock Exchange(SSE)came into existenc
8、e,and on December 19 of the same year,it started formal operations.,Historical Review 3,Page 7,Chairman and President,Chairman:GuiMeiJie,President:Huang Hongyuan,Page 8,Page 9,Organizational Structure of the SSE,General Assembly:The supreme authority of the Shanghai Stock Exchange.,Board of Governor
9、s:The decision-making body of the Shanghai Stock Exchange,Board of Supervisors:The supervisory body of the SSE,independently exercising the rights of supervision by law.,Executive Office:Internal coordination and administration.,Page 10,Transaction categories,A share(RMB ordinary shares),Stock,B sha
10、re(RMB special shares,文字内容,Open-end funds Exchange-traded funds,Fund,Closed-end funds Innovative closed-end funds,文字内容,Derivative Derivative,文字内容,Bond,Corporate bonds Convertible bonds,national debt Local government bonds,Page 11,对不同人的尊重体现个人修养,1,Markrt operations,2,Operation systems,3,Trading hours,
11、4,Trade principles,5,Transation mode,Page 12,请在这里输入您的标题,01,03,02,04,Full guarantee of safe operation of new system and continuous enhancement of safety management level,Various measures taken to greatly promote the development of the bond market,Continuous enhancement of market services,and consiste
12、nt promotion of blue-chip stock蓝筹股 market establishment,Enhancement of all-round supervisory function and promotion of development based on supervision,MARKET OPERATIONS,Page 13,请在这里输入您的标题,05,07,06,Key focus on development of trading funds of the Exchange for stable development of innovative product
13、s,Safeguarding orderly development of all businesses,and evaluation of basic infrastructures,Keep up with business development and create a brand for investor education,Page 14,请在此处输入您的标题,Centralized auction trading system,1,Block trading system,2,Fixed income securities integrated electronic platfo
14、rm,3,Operation systems,Page 15,Trading Hours,from Monday to Friday.an call auction 集合竞价9:15-9:25 a continuous auction 连续竞价9:30-11:30.In the afternoon market session,continuous auction 13:00-15:00.Intent orders for block trades大宗交易意向订单 9:30-11:30 13:00-15:30 execution orders for block trades执行订单 15:0
15、0-15:30.Special block trade business临时性的 15:00-17:00 The market is closed on Saturdays,Sundays and other public holidays announced by SSE.,Page 16,Tradeprinciples,2.Time priority,1.Price priority,三大标准组织介绍,Higher prices to buy lower prices to buy Lower prices to sell higher prices to sell declare pri
16、orityThe same price,according to time,Trade principles,Page 17,Electronic auction trading,Transaction mode,The sale of all listed securities transactions require a public declaration by the host computer and bid by the computer automatically in accordance with price and time priority principle,Page 18,Workers,Red vest:Securities traders,Yellow vest:Staff members,武飘 蓝林萍 田瑞辉,Apr.25th,2015,
